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Background
Information
WITCHES AND WITCHCRAFT
This article was written by John Cochran and first
appeared in the 1999 San Diego Opera Sourcebook.
When Hansel and Gretel are sent into
the woods by their mother to collect strawberries for dinner, the
greatest danger they face is not the weather, falling trees, or hungry
animals looking for a tasty meal. Their greatest threat, of course, is
the evil witch who lives in a gingerbread cottage and entices little children
to their doom.
Witches have not had a very good reputation since
the Middle Ages. To most people, the term "Evil witch" is redundant.
Yet witches and witchcraft did not always carry such a sinister stigma.
It is instructive to look at the origins of witchcraft and examine how
the treatment of witches (and those accused of being witches) has evolved
over the centuries. In this way, one can also gain insights into the use
of witches and witchcraft in both opera and fairy tales.
WITCHCRAFT
Witchcraft can be defined as the practice of magic or sorcery by those
outside the religious mainstream of a society. Simple sorcery, or the
use of magic accessible to ordinary people, such as setting out offerings
to helpful spirits or using charms, can be found in almost all traditional
societies. While most Americans are brought up to believe that sorcery
and witchcraft have an evil connotation, the function of the so-called
witch doctor or medicine man in many societies is to counter the power
of evil witchcraft through good magic.
Sorcery practices to benefit the
innocent were known to the ancient Hebrews, Greeks and Romans. In the
old Testament, Saul has forbidden all mediums and wizards but still
asks the "Witch of Endor" to consult the spirit of Samuel
about his war with the Philistines (1 Samuel 28: 3-14). She does so and
Samuel tells Saul he will die and David will become the new ruler of Israel.
The apocryphal book of Tobias contains an account in which, at the instruction
of an angel, an evil spirit is expelled from a bridal chamber by the odor
of a smoldering fish heart and liver (Tobias 6: 14-19). Nevertheless the
Bible also contains edicts against witchcraft such as "You shall
not permit a sorceress to live" (Exodus 22:18), a command that was
later used to justify the persecution of witches in medieval Europe.
In the early Christian centuries, the church was relatively
tolerant of magical practices. Those who were proved to have engaged in
witchcraft were required only to do penance. But in the late Middle Ages
(13th to 14th centuries) opposition to alleged witchcraft hardened as
a result of the growing belief that all magic and miracles that did not
come unambiguously from God came from the Devil and were therefore manifestations
of evil. Those who practiced simple sorcery, such as village wise women,
were increasingly regarded as practitioners of diabolical witchcraft.
They came to be viewed as individuals in league with Satan.
Nearly
all those who fell under suspicion of witchcraft were women, evidently
regarded by witch-hunters as especially susceptible to the Devil's blandishments.
A lurid picture of the activities of witches emerged in the popular mind,
including covens and Witchs' Sabbaths, or gatherings over which
Satan presided; pacts with the Devil; flying on broomsticks (such as the
one gleefully ridden by the Witch in Hansel
and Gretel); and animal accomplices or familiars. Although
a few of these elements may represent vestiges of pre-Christian religion,
the old religion probably did not persist in any organized form beyond
the 14th century. The popular image of witchcraft was perhaps inspired
by features of occultism or ceremonial magic as well as by theology.
The
persecution of witches declined after about 1700, banished by the Age
of Enlightenment. One of the last outbreaks of witch-hunting took place
in Salem in colonial Massachusetts in 1692. when belief in diabolical
witchcraft was already declining in Europe. Twenty people were executed
in the wake of the resulting trials which took place after a group of
young girls became hysterical while playing at magic and it was supposed
that they were bewitched. The subsequent witch-hunt took place in the
context of deep divisions between the church and a controversial minister.
Personal differences were exacerbated in a small isolated community in
which religious beliefs, including a belief in the reality of diabolical
witch craft, were deeply held. By that time the hysteria had run its course,
little enthusiasm for the persecution of witches remained in Massachusetts
or elsewhere.
WITCHES IN OPERA
As opera approached its Golden Age (after 1775), the excesses of witch-hunting
were mostly ancient history. Opera composers chose a variety of ways to
handle witchcraft themes.
The Witch As Evil Threat:
This treatment of witches was in keeping with the mainstream perception
of witches as evil and sinister. The witch in Hansel
and Gretel certainly falls in this category. Engelbert
Humperdinck adapted his opera from the Grimm
Brothers' tale of the same name. One of the more interesting characters
in opera possessing witch-like qualities is Azucena in Verdi's Il
trovatore (The troubadour). Azucena is the daughter of
a gypsy woman burned at the stake some twenty-five years before the opera
begins. She has sworn vengeance on the nobleman responsible for the death
of her mother. Verdi intended her to be the focal point of the opera
and she is. While growing up in Italy, Verdi had the opportunity to observe
gypsies at close range in his hometown, and he became fascinated by them.
At the height of European witch-hunts, gypsies were often viewed with
the same suspicion as alleged witches. The character of Azucena gains
strength, not from the possession of supernatural powers, but from the
very human power of revenge.
The Witch As Fortune Teller:
Some operas ignore the evil aspects of witches and concentrate instead
on their supposed ability to forecast the future. Two of Verdi's operas
feature this type of witch. In Macbeth, based on the play
by Shakespeare's play, the title character encounters a group of witches
as he returns to his castle at the beginning of the opera. He is stunned
to hear the witches call him "King of Scotland", even though
Duncan sits on the throne. When he informs his wife, Lady Macbeth, of
the witches' prediction, they are both spurred on to plot the murder of
Duncan and make the prophecy come true. Later in the opera, after things
start to unravel following Duncan's murder, Macbeth returns to the witches'
lair seeking further prophecies. This time the witches conjure up various
specters which both puzzle and terrify Macbeth. As a result, he and Lady
Macbeth plot additional murders to cover up their crimes. Eventually,
Macbeth is killed in a fight with his rival Macduff. As the dying Macbeth
falls to the ground, he curses the day he met the witches.
In Un ballo in maschera (A Masked
Ball), Verdi once again uses a witch character to tell fortunes. In
Ballo as in Macbeth, the sorceresses/witches
are not depicted as evil, but merely as beings on the fringe of society
with supernatural powers to predict the future The story of King Gustav
of Sweden and Ulrica as told in Ballo has a parallel in
the story of Saul and the Witch of Endor.
The Good Witch:
Occasionally in opera and fairy tales, the good witch will show up. It
is usually her job to assist the principal character in achieving his
or her desired goal. An example of this type of witch is Jezibaba, the
forest witch of Rusalka by Antonin Dvorák. The title
character is a water nymph who longs to be free from the world of water
spirits and become human because she has fallen in love with a Prince.
She seeks the help of Jezibaba, who casts a spell which enables Rusalka
to leave the water. Even good witches, however, find it hard to dispense
magic without having strings attached. In this case, if Rusalka loses
her mortal love, she must return to the water, and her lover too will
be doomed. In addition, she will be unable to speak until her love is
consummated. Ultimately, things do not work out for the Prince and Rusalka,
and it falls to Jezibaba to remind Rusalka of the harsh conditions for
returning to the water world.
Witches in Fairy Tales:
Many well-known operas are based on fairy
tales. Hansel and Gretel
and Cinderella are examples.
Not all fairy tales have witches in them, but even those that do not often
feature characters who have the ability, through sorcery or magic, to
influence events for good or evil.
MODERN WITCHES
A discussion of witches in fairy tales would not be complete without a
mention of the The Wizard of Oz by L. Frank Baum published in 1900.
(He was living in Coronado when he wrote it.) In his introduction, Baum
acknowledges the debt he owes to folklore, legends, myths and fairy tales.
However, he intended his story to be a "modernized fairy tale in
which the wonderment and joy are retained and the heartaches and nightmares
are left out". This celebrated work, made even more famous today
by the classic movie starring Judy Garland, features not one but four
witches, two good and two bad. It is, of course, the story of a young
girl named Dorothy and her dog Toto who are blown by a tornado off the
plains of Kansas into the wondrous Land of Oz. Their house lands directly
on top of the Wicked Witch of the East, killing her. This dramatic entrance
is witnessed by the Good Witch of the North, who is most grateful to Dorothy
for destroying the evil witch responsible for keeping the people of Munchkinland
in bondage for many years. In her quest to find safe passage back to Kansas,
Dorothy teams up with a Scarecrow seeking a brain, a Tin Man seeking a
heart, and a Cowardly Lion seeking courage. Their travels take them to
the Emerald City where they meet the Wizard of Oz. He promises to grant
their wishes if they will kill the Wicked Witch of the West. Dorothy eventually
dispatches that witch by melting her with a bucket of water. She is then
able to return home to Kansas with the help of Glinda, the Good Witch
of the South.
Sorcery and witchcraft play an important role in his
work, but the emphasis is on make-believe and magic designed to entertain
children of all ages. Baum never wrote an opera, but anyone who has ever
heard Judy Garland sing "Somewhere Over the Rainbow" might say
he inspired some operatic moments!
Although no longer illegal, witchcraft continues to
fascinate with such popular movies and TV shows as The Witches of Eastwick,
Bewitched and Bell, Book and Candle. The modern pagan cult
of Wicca is growing. A search of the internet will reveal dozens of articles
on it.
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Revised September 2009
Please credit Lyric Opera San Diego when using this material.
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